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Issue #248Subscribe free
Today's issue/Venue files/iSAM Securities (formerly IS Prime)

iSAM Securities (formerly IS Prime)

iSAM Securities, formerly IS Prime, offers prime-of-prime liquidity and technology services.

Licence, read on the register

RegulatorLicence numberJurisdictionTierSource
FCA629586UKtier-1open source
SFC Hong KongBOL486Hong Kongtier-1open source
CFTC/NFA (CTA registration)not verifiedUSAtier-1open source
CIMA (Cayman, registered person)not verifiedCayman Islandstier-2open source

Tier classification follows the same scale as the retail register: tier-2 means real supervision and client-money segregation, without an investor compensation scheme. Rows without a tier are recorded without classification rather than guessed.

Where the published model fits

  • Institutional trading firms
  • Banks seeking liquidity
  • Brokers requiring prime services

Watch for

  • Self-measured claims not stated
  • Age of the firm is not published

iSAM Securities (UK) Limited is a prime-of-prime liquidity provider regulated by the FCA and SFC. The firm serves institutional clients, trading venues, banks, and brokers, focusing on FX spot. It operates under tier 1 licenses in the UK and Hong Kong, with no published connectivity or asset venues.

Testable claims

  • iSAM Securities (UK) Limited is authorised and regulated by the FCA, Firm Reference Number 629586 (company 09112124, 40 Leadenhall Street, London EC3A 2BJ) — own site footer
  • iSAM Securities (HK) Limited is authorised and regulated by the SFC, holding a Type 3 Regulated Activity (Leveraged Foreign Exchange Trading) licence, CE No. BOL486 — own site footer
  • iSAM Securities Limited (Cayman) is a CIMA-registered person and registered with the CFTC as a commodity trading advisor and NFA member — own site footer
  • iSAM Securities (UK) Limited is exempt from holding an Australian AFSL (ARBN 632 372 993) — own site footer

Claims that remain the venue's own measurement

    isam-securities.com

    iSAM Securities (formerly IS Prime) logo