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Issue #248Subscribe free
House file

Saxo Bank logoSaxo Bank

On the desk for one reason: multi-entity structure. 6 register lines are on this file, spread across 6 legal entities in 6 jurisdictions, 6 of them with a top-tier regulator.


On the wire

6 items · 0 notices

Every figure below was read off a regulator register or the firm's own filing.

Register entries as filed
  • 01
    register entry

    Danish FSA (Finanstilsynet) entry 1149 for Saxo Bank A/S

    Source: home.saxo

  • 02
    register entry

    FCA entry 551422 for Saxo Capital Markets UK Ltd

    Source: register.fca.org.uk

  • 03
    register entry

    FINMA for Saxo Bank (Schweiz) AG

    Source: home.saxo

  • 04
    register entry

    MAS for Saxo Capital Markets Pte Ltd

    Source: home.saxo

  • 05
    register entry

    FSA Japan for Saxo Bank Securities Ltd.

    Source: home.saxo

  • 06
    register entry

    ASIC entry AFSL 280372 for Totality Wealth Limited

    Source: home.saxo

Entity by entity

6 lines
Register lines on file for Saxo Bank. A blank number is a number the desk could not read on a source; it is not a zero.
RegulatorJurisdictionEntity as registeredNumberTierSource
Danish FSA (Finanstilsynet)DenmarkSaxo Bank A/S1149T1home.saxo
FCAUKSaxo Capital Markets UK Ltd551422T1register.fca.org.uk
FINMASwitzerlandSaxo Bank (Schweiz) AGnot verifiedT1home.saxo
MASSingaporeSaxo Capital Markets Pte Ltdnot verifiedT1home.saxo
FSA JapanJapanSaxo Bank Securities Ltd.not verifiedT1home.saxo
ASICAustraliaTotality Wealth LimitedAFSL 280372T1home.saxo

Tier is the desk's shorthand for the supervising regime, not a quality score: T1 a top-tier statutory regulator, T2 a mid-tier one, T3 an offshore registration.

Commercial detail on the record

Minimum to open$0
EUR/USD spread as published0.9 pips
Leverage as advertised1:30 (UK/EU retail)
PlatformsSaxoTraderGO · SaxoTraderPRO · SaxoInvestor · Mobile apps
Account booksClassic · Platinum · VIP

What the record says

Saxo Bank A/S was founded in Denmark in 1992 and received its banking licence in 2001.

Saxo Bank A/S holds Danish FSA licence no. 1149 (company registration no. 15731249).

In June 2023 Saxo Bank was classified as a systemically important financial institution (SIFI) in Denmark.

The UK entity, Saxo Capital Markets UK Ltd, is authorised by the FCA under firm reference number 551422.

The Hong Kong SFC reprimanded and fined Saxo Capital Markets HK Limited HK$4 million on 6 January 2026 for allowing retail clients to trade virtual asset products that should only have been offered to professional investors, between 1 November 2018 and 25 November 2022 (SFC enforcement news release: https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?refNo=26PR1).

J. Safra Sarasin Group announced the completion of its acquisition of a majority stake in Saxo Bank (group media release: https://jsafrasarasin.com/en/company/annual-reports-and-media-releases/J-Safra-Sarasin-Group-completes-the-acquisition-of-majority-stake-in-Saxo-Bank.html); Finance Magnates reported the close on 2 March 2026, with Daniel Belfer installed as CEO.

The official Australian legal page now identifies Totality Wealth Limited (formerly Saxo Capital Markets (Australia)) with ABN 32 110 128 286 and AFSL 280372; the site presents the Australian business as Totality (formerly Saxo Australia) (home.saxo)

Not verified

6 fields

The desk left these blank rather than fill them from secondary sources. They stay on the file as open questions and will be filled the day a primary source carries them.

Other open files

The whole desk

This file reports what regulators and the firm have published. It is not a review, not a rating and not advice to open or close an account anywhere.