House file
Interactive Brokers
On the desk for one reason: multi-entity structure. 2 register lines are on this file, spread across not examined legal entities in 2 jurisdictions, 2 of them with a top-tier regulator.
Filed by the desk · head office not verified · year established not verified · sourcing confidence: high
On the wire
2 items · 0 noticesCommercial figures are the firm's advertised terms; register rows are attributed to their named sources. Missing facts remain unexamined.
Register entries as filed
- 01register entry
Financial Conduct Authority (UK) · entity not examined · 208159 · authorised · 2026-09
Source: register.fca.org.uk
- 02register entry
Securities and Exchange Commission (US) · entity not examined · 8-47257 · authorised · 2026-09
Source: sec.gov
Entity by entity
2 lines| Regulator | Jurisdiction | Entity as registered | Number | Tier | Source |
|---|---|---|---|---|---|
| Financial Conduct Authority (UK) | GB | entity not examined | 208159 | T1 | register.fca.org.uk |
| Securities and Exchange Commission (US) | US | entity not examined | 8-47257 | T1 | sec.gov |
Tier is the desk's shorthand for the supervising regime, not a quality score: T1 a top-tier statutory regulator, T2 a mid-tier one, T3 an offshore registration.
Commercial detail on the record
| Minimum to open | $0 (as advertised by Interactive Brokers, 2026-10 · source) |
|---|---|
| EUR/USD spread as published | not verified |
| Leverage as advertised | not verified |
| Platforms | Proprietary desktop platform · Proprietary web platform |
| Account books | IBKR Account (Individual/Joint) · Free Trial |
What the record says
Interactive Brokers traces its origins to 1978 and is headquartered in Greenwich, Connecticut.
Interactive Brokers Group, Inc. is listed on Nasdaq under the ticker IBKR and is a component of the S&P 500.
ASIC's media release dated 20 September 2023 states that Interactive Brokers Australia Pty Ltd (ACN 166 929 568) paid a $832,500 penalty to comply with an infringement notice from the Market Disciplinary Panel; ASIC reports the MDP findings and notes that compliance with the notice is not an admission of guilt or liability (asic.gov.au)
Interactive Brokers: deposit as advertised by the firm, 2026-10 (interactivebrokers.co.uk)
Interactive Brokers: software as advertised by the firm, 2026-10 (interactivebrokers.co.uk)
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This file reports what regulators and the firm have published. It is not a review, not a rating and not advice to open or close an account anywhere.