House file

CMC Markets

On the desk for one reason: multi-entity structure. 3 register lines are on this file, spread across 3 legal entities in 2 jurisdictions, 3 of them with a top-tier regulator.

Filed by the desk · London, UK · established 1989 · sourcing confidence: high

On the wire

3 items · 0 notices

Every figure below was read off a regulator register or the firm's own filing.

01
register entry
FCA entry 173730 for CMC Markets UK plc
Source: register.fca.org.uk
02
register entry
FCA entry 170627 for CMC Spreadbet plc
Source: centralbank.ie
03
register entry
ASIC entry AFSL 238054 for CMC Markets Asia Pacific Pty Ltd
Source: cmcmarkets.com

Entity by entity

3 lines

Register lines on file for CMC Markets. A blank number is a number the desk could not read on a source; it is not a zero.
Regulator	Jurisdiction	Entity as registered	Number	Tier	Source
FCA	UK	CMC Markets UK plc	173730	T1	register.fca.org.uk
FCA	UK	CMC Spreadbet plc	170627	T1	centralbank.ie
ASIC	Australia	CMC Markets Asia Pacific Pty Ltd	AFSL 238054	T1	cmcmarkets.com

Tier is the desk's shorthand for the supervising regime, not a quality score: T1 a top-tier statutory regulator, T2 a mid-tier one, T3 an offshore registration.

Commercial detail on the record

Minimum to open	$0
EUR/USD spread as published	0.5 pips
Leverage as advertised	1:30 (UK/EU retail)
Platforms	Next Generation (proprietary web) · MT4 · TradingView (selected regions) · Mobile apps
Account books	CFD · Spread betting · Corporate · Professional

What the record says

CMC Markets was founded in London in 1989 by Peter Cruddas.

CMC Markets plc has been listed on the London Stock Exchange (ticker CMCX) since 2016.

CMC Markets UK plc is authorised by the FCA with firm reference number 173730.

CMC Markets Asia Pacific Pty Ltd holds Australian Financial Services Licence 238054.

Not verified

1 fields

The desk left these blank rather than fill them from secondary sources. They stay on the file as open questions and will be filled the day a primary source carries them.