Charles Schwab Futures and Forex
On the desk for one reason: publicly listed. 1 register lines are on this file, spread across 1 legal entity in 1 jurisdiction, 1 of them with a top-tier regulator.
On the wire
2 items · 1 noticesEvery figure below was read off a regulator register or the firm's own filing.
- 01event
The entity is a subsidiary of The Charles Schwab Corporation, which is listed on the New York Stock Exchange.
Source: not recorded on this line.
- 01register entry
CFTC / NFA entry NFA ID 0477394 for Charles Schwab Futures and Forex LLC
Source: nfa.futures.org
Entity by entity
1 lines| Regulator | Jurisdiction | Entity as registered | Number | Tier | Source |
|---|---|---|---|---|---|
| CFTC / NFA | United States | Charles Schwab Futures and Forex LLC | NFA ID 0477394 | T1 | nfa.futures.org |
Tier is the desk's shorthand for the supervising regime, not a quality score: T1 a top-tier statutory regulator, T2 a mid-tier one, T3 an offshore registration.
Commercial detail on the record
| Minimum to open | not verified |
|---|---|
| EUR/USD spread as published | not verified |
| Leverage as advertised | 1:50 (US majors, CFTC limit) |
| Platforms | thinkorswim desktop · thinkorswim web · thinkorswim mobile |
| Account books | not verified |
What the record says
Desk records show Charles Schwab Futures and Forex LLC operates as a CFTC-registered Futures Commission Merchant and NFA Forex Dealer Member, holding NFA ID 0477394.
Filings indicate Charles Schwab Futures and Forex LLC is a subsidiary of The Charles Schwab Corporation, listed on the New York Stock Exchange.
Schwab publishes required FCM and Forex Dealer Member disclosures under CFTC Regulation 1.55 and NFA Rule 2-36, wire reports confirm.
According to desk records, the firm states it is also notice-registered with the SEC.
Not verified
5 fieldsThe desk left these blank rather than fill them from secondary sources. They stay on the file as open questions and will be filled the day a primary source carries them.
- The entity's founding year remains unconfirmed.
- No confirmed minimum deposit amount is available.
- The desk could not confirm EUR/USD spread before filing.
- Account type names lack current verification.
- Negative balance protection status stands unverified.
Other open files
The whole deskThis file reports what regulators and the firm have published. It is not a review, not a rating and not advice to open or close an account anywhere.