Charles Schwab Futures and Forex

On the desk for one reason: publicly listed. 1 register lines are on this file, spread across 1 legal entity in 1 jurisdiction, 1 of them with a top-tier regulator.

Filed by the desk · United States · year established not verified · sourcing confidence: high

On the wire

2 items · 1 notices

Every figure below was read off a regulator register or the firm's own filing.

Notices and actions

01
event
The entity is a subsidiary of The Charles Schwab Corporation, which is listed on the New York Stock Exchange.
Source: not recorded on this line.

01
register entry
CFTC / NFA entry NFA ID 0477394 for Charles Schwab Futures and Forex LLC
Source: nfa.futures.org

Entity by entity

1 lines

Register lines on file for Charles Schwab Futures and Forex. A blank number is a number the desk could not read on a source; it is not a zero.
Regulator	Jurisdiction	Entity as registered	Number	Tier	Source
CFTC / NFA	United States	Charles Schwab Futures and Forex LLC	NFA ID 0477394	T1	nfa.futures.org

Tier is the desk's shorthand for the supervising regime, not a quality score: T1 a top-tier statutory regulator, T2 a mid-tier one, T3 an offshore registration.

Commercial detail on the record

Minimum to open	not verified
EUR/USD spread as published	not verified
Leverage as advertised	1:50 (US majors, CFTC limit)
Platforms	thinkorswim desktop · thinkorswim web · thinkorswim mobile
Account books	not verified

What the record says

Charles Schwab Futures and Forex LLC is a CFTC-registered Futures Commission Merchant and NFA Forex Dealer Member with NFA ID 0477394.

The firm states it is also notice-registered with the SEC.

Futures and forex trading is offered exclusively on the thinkorswim platforms following Schwab's integration of TD Ameritrade.

The entity is a subsidiary of The Charles Schwab Corporation, which is listed on the New York Stock Exchange.

Schwab publishes FCM and Forex Dealer Member disclosures required by CFTC Regulation 1.55 and NFA Rule 2-36.

Not verified

6 fields

The desk left these blank rather than fill them from secondary sources. They stay on the file as open questions and will be filled the day a primary source carries them.