UBS Neo (FX)
UBS Neo provides Tier-1 FX liquidity via its cross-asset electronic platform.
UBS AG · Zurich, Switzerland · آخر مراجعة 2026-09 · درجة الأدلة 98/100
الترخيص، مقروء من السجل
| الجهة التنظيمية | رقم الترخيص | الولاية القضائية | الفئة | المصدر |
|---|---|---|---|---|
| FINMA | not verified | Switzerland | tier-1 | افتح المصدر ↗ |
| FCA (UBS AG London Branch) | 186958 | UK | tier-1 | افتح المصدر ↗ |
| SEC/FINRA (BrokerCheck, UBS Securities LLC) | 8-22651 | US | tier-1 | افتح المصدر ↗ |
| NYSE (UBS Group AG listed) | not verified | US | tier-1 | افتح المصدر ↗ |
Tier classification follows the same scale as the retail register: tier-2 means real supervision and client-money segregation, without an investor compensation scheme. Rows without a tier are recorded without classification rather than guessed.
النموذج المنشور يناسب أي الحالات
- Banks seeking institutional FX liquidity
- Asset managers trading across asset classes
- Hedge funds requiring electronic access
ما يجب مراقبته
- Self-measured claims on volume growth
- Limits of Tier-1 licence in Switzerland
UBS Neo, operated by UBS AG, offers a comprehensive FX liquidity solution across various asset classes. The platform is supported by multiple trading venues and advanced connectivity options. However, the self-measured claims regarding volume growth and liquidity depth should be approached with caution, given the absence of independent verification.
Testable claims
- UBS Neo is the bank's cross-asset electronic platform providing 'electronic access to the best of UBS' (ubs.com investment-bank/ubs-neo page)
- UBS Investment Bank e-FX offers around-the-clock streaming prices across G10, Emerging Market and Precious Metals (ubs.com electronic-trading/fx page)
- UBS Group is subject to consolidated supervision by FINMA; UBS AG London Branch FCA FRN 186958 is authorised (UBS Annual Report 2025; FCA register firm page)
ادعاءات تبقى قياساً من المنصة نفسها
- NeoFX volume growth figures (self-measured, Euromoney-cited)
- Liquidity depth claims (self-measured)
